SouthJordanRecruiter Since 2001
the smart solution for South Jordan jobs

Compliance Risk Manager

Company: It Trailblazers
Location: South Jordan
Posted on: June 12, 2021

Job Description:

Key responsibilities include: - Independently review, challenge and support risk management activities. - Become familiar with all operational activities of the department, aiding in the ability to identify process and control weaknesses. - Identify operational risks and emerging trends through analysis of assessment results, key risk indicators and risk event data. Escalate material operational risk issues and incidents to relevant functional management and/or the relevant committees as appropriate. Evaluate the effectiveness of risk mitigation projects and corrective actions. - Facilitate the Risk & Control Self-Assessment (RCSA) process. - Coordinate, organize and facilitate the risk trends happening across the respective Business Unit. - In response to material risk events, whether internal or external, conduct independent Deep Dive reviews and assessments to determine root cause(s), assess control environment, escalate issues and identify/monitor remedial actions to mitigate against the risk of future losses. - Support reporting and monitoring of metrics and Key Risk Indicators (KRI) at the product line and divisional levels; continuously improve existing body of KRI and related reporting. - Consult with internal groups such as Firm Operational Risk, Enterprise Operational Risk Control, Compliance, Legal, and other Operations teams on matters related to risk controls, self-assessments, incidents and infrastructure projects. - Participate in topical or ad-hoc risk/control projects, as needed. - 5-7 years financial services experience in control function such as op risk, compliance, or audit - Some level of understanding of Wealth Management Operations; Knowledge of Tax Operations is a plus - Ability to manage multiple priorities and deliver to established timeframes - Exceptional analytical skills - Ability to assert and influence across all organizational levels - Excellent writing and verbal communication skills; presentation skills - Strong, interpersonal and communication skills - Bachelor's degree or equivalent in related field

Keywords: It Trailblazers, South Jordan , Compliance Risk Manager, Other , South Jordan, Utah

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category

Log In or Create An Account

Get the latest Utah jobs by following @recnetUT on Twitter!

South Jordan RSS job feeds