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Compliance Risk Manager

Company: It Trailblazers
Location: South Jordan
Posted on: June 12, 2021

Job Description:

Key responsibilities include: - Independently review, challenge and support risk management activities. - Become familiar with all operational activities of the department, aiding in the ability to identify process and control weaknesses. - Identify operational risks and emerging trends through analysis of assessment results, key risk indicators and risk event data. Escalate material operational risk issues and incidents to relevant functional management and/or the relevant committees as appropriate. Evaluate the effectiveness of risk mitigation projects and corrective actions. - Facilitate the Risk & Control Self-Assessment (RCSA) process. - Coordinate, organize and facilitate the risk trends happening across the respective Business Unit. - In response to material risk events, whether internal or external, conduct independent Deep Dive reviews and assessments to determine root cause(s), assess control environment, escalate issues and identify/monitor remedial actions to mitigate against the risk of future losses. - Support reporting and monitoring of metrics and Key Risk Indicators (KRI) at the product line and divisional levels; continuously improve existing body of KRI and related reporting. - Consult with internal groups such as Firm Operational Risk, Enterprise Operational Risk Control, Compliance, Legal, and other Operations teams on matters related to risk controls, self-assessments, incidents and infrastructure projects. - Participate in topical or ad-hoc risk/control projects, as needed. - 5-7 years financial services experience in control function such as op risk, compliance, or audit - Some level of understanding of Wealth Management Operations; Knowledge of Tax Operations is a plus - Ability to manage multiple priorities and deliver to established timeframes - Exceptional analytical skills - Ability to assert and influence across all organizational levels - Excellent writing and verbal communication skills; presentation skills - Strong, interpersonal and communication skills - Bachelor's degree or equivalent in related field

Keywords: It Trailblazers, South Jordan , Compliance Risk Manager, Other , South Jordan, Utah

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